04 août 2014

SEC / Investment Adviser Public Disclosure (IAPD)

Investment Adviser Public Disclosure (IAPD)

 

La divulgation officielle et publique des conseillers en investissements et assimilés  est une marque de la transparence financière américaine

 

La SEC rend public, dans un souci de protection et de transparence concurrentielle,  les informations sur la totalité des conseils en investissement  et assimilés qui sont enregistrés aux USA

Investment Adviser Search

 

 

Investment Adviser Public Disclosure (IAPD) provides information about current and certain former Investment Adviser Representatives, Investment Adviser firms registered with the SEC and/or state securities regulators, and Exempt Reporting Advisers that file reports with the SEC and/or state securities regulators. IAPD also provides links to FINRA's BrokerCheck system which contains information about Brokerage firms and Registered Representatives of Brokerage firms.

Please see Site Explanation for additional information about what this website displays for investment adviser firms and Investment Adviser Representatives.

Spreadsheet reports containing some, but not all, of the information filed on Form ADV by currently registered or reporting SEC-registered advisers and SEC exempt reporting advisers is available at http://www.sec.gov/foia/docs/invafoia.htm. Additional XML reports may be found under the "Investment Adviser Compilation Reports" menu option as well.

To begin your search, choose:     

 

 

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